📊13F filing for Q4 2017
TOWER VIEW INVESTMENT MANAGEMENT & RESEARCH LLC Top Holdings
HTTP://WWW.TOWER-VIEW.COM • MILWAUKEE, WI
Tower View Investment Management & Research is based out of Milwaukee.
Tower View Investment Management & Research is a large advisory firm with More than 100 clients and discretionary assets under management (AUM) of $114,000,000 (Form ADV from 2017-09-27).
Their last reported 13F filing for Q4 2017 included $108,501,000 in managed 13F securities and a top 10 holdings concentration of 29.88%.
Tower View Investment Management & Research’s largest holding is iShares Russell 3000 Index Fund with shares held of 34,854.
12/31/2017
Top Buys
Name%
IWV iShares Russell 300… 5.081%
MDY SPDR S&P MidCap 400… 4.082%
SPY SPDR S&P 500 ETF In… 2.955%
JNJ Johnson & Johnson Co. 2.855%
NSRGY Nestle SA ADR 2.695%
https://whalewisdom.com/filer/tower-view-investment-management-amp-research-llc
NEUMANN ADVISORY HONG KONG LTD Top Holdings
HTTP://WWW.NEUMANNADVISORS.COM • CAUSEWAY BAY, K3
Neumann Advisory Hong Kong LTD is based out of Causeway Bay.
Neumann Advisory Hong Kong LTD is a registered investment advisory firm with clients and discretionary assets under management (AUM) of $0 (Form ADV from 2017-06-21).
Their last reported 13F filing for Q4 2017 included $150,090,000 in managed 13F securities and a top 10 holdings concentration of 99.17%.
Neumann Advisory Hong Kong LTD’s largest holding is Facebook Inc with shares held of 309,000.
12/31/2017
Top Buys
Name%
FB Facebook Inc 36.329%
BABA Alibaba Group Holdi… 25.275%
WB Weibo Corporation 16.544%
ATHM Autohome 6.156%
CTRP Ctrip.Com Internati… 3.932%
https://whalewisdom.com/filer/neumann-advisory-hong-kong-ltd
UNISON ADVISORS LLC Top Holdings
HTTP://WWW.UNISONADVISORS.COM • WASHINGTON, DC
Unison Advisors is based out of Washington.
Unison Advisors is a large advisory firm with 26-100 clients and discretionary assets under management (AUM) of $1,213,000,000 (Form ADV from 2017-03-20).
Their last reported 13F filing for Q4 2017 included $136,981,000 in managed 13F securities and a top 10 holdings concentration of 24.48%.
Unison Advisors’s largest holding is Vanguard Total Bond Market ETF with shares held of 143,173.
12/31/2017
Top Buys
Name%
BND Vanguard Total Bond… 8.526%
EFV iShares Trust – MSC… 3.192%
BNDX Vanguard Total Inte… 2.021%
VTV Vanguard Index Fund… 1.878%
DLS WisdomTree Internat… 1.585%
https://whalewisdom.com/filer/unison-advisors-llc
ASCENSION ASSET MANAGEMENT LLC Top Holdings
Ascension Asset Management is based out of New York.
Ascension Asset Management is a large advisory firm with 26-100 clients and discretionary assets under management (AUM) of $140,863,506 (Form ADV from 2017-06-30).
Their last reported 13F filing for Q4 2017 included $109,733,000 in managed 13F securities and a top 10 holdings concentration of 28.63%.
Ascension Asset Management’s largest holding is Johnson & Johnson Co. with shares held of 39,543.
12/31/2017
Top Buys
Name%
JNJ Johnson & Johnson Co. 5.035%
AAPL Apple Inc 3.071%
LMT Lockheed Martin Corp. 2.79%
RTN Raytheon Co. 2.774%
TMO Thermo Fisher Scien… 2.593%
https://whalewisdom.com/filer/ascension-asset-management-llc
HIGHLAND ASSOCIATES INC Top Holdings
HTTP://WWW.HIGHLANDASSOC.COM • BIRMINGHAM, AL • Investment Advisor
Highland Associates is based out of Birmingham.
Highland Associates is a large advisory firm with 26-100 clients and discretionary assets under management (AUM) of $9,889,626,256 (Form ADV from 2017-09-20).
Their last reported 13F filing for Q4 2017 included $551,226,770 in managed 13F securities and a top 10 holdings concentration of 100.0%.
Highland Associates’s largest holding is Vanguard FTSE All-World ex-US Index Fund with shares held of 9,592,500.
12/31/2017
Top Buys
Name%
VEU Vanguard FTSE All-W… 95.224%
VT Vanguard Total Worl… 4.776%
https://whalewisdom.com/filer/highland-associates-inc
MHI FUNDS, LLC Top Holdings
MHI Funds is based out of Woodstock.
MHI Funds is a registered investment advisory firm with 1-10 clients and discretionary assets under management (AUM) of $80,858,263 (Form ADV from 2017-03-30).
Their last reported 13F filing for Q4 2017 included $115,398,000 in managed 13F securities and a top 10 holdings concentration of 31.19%.
MHI Funds’s largest holding is Cisco Systems, Inc. with shares held of 124,722.
12/31/2017
Top Buys
Name%
CSCO Cisco Systems, Inc. 4.14%
VOD Vodafone Group Plc … 3.586%
VZ Verizon Communications 3.106%
LYB LyondellBasell Indu… 3.106%
TGT Target Corp. 2.988%