SEC指控日产前高管卡洛斯·戈恩（Carlos Ghosn）：和解宣布
美国证券交易委员会
日前宣布对一项涉及前日产董事长卡洛斯·戈恩，日产董事Greg Kelly和公司本身的1.4亿美元赔偿欺诈计划的调查达成和解。
受调查各方
支付罚款并同意SEC的条件，但不承认或否认这些指控。
戈恩
去年因涉嫌财务渎职而被罢免为雷诺-日产-三菱联盟主席。他继续在日本等待审判。
日产汽车同意支付1500万美元的民事罚款。
65岁的戈恩（Ghosn）同意支付100万美元的民事罚款，并被禁止在十年内担任上市公司的高级管理人员或董事。
现年62岁的凯利（Kelly）同意接受100,000美元的罚款，5年的人员和董事禁令，以及5年的停业或以证监会身份出庭的禁令。
三人和解均未承认或否认SEC的指控和调查结果。
Business Insider
SEC.gov | SEC Charges Nissan, Former CEO, and Former Director with Fraudulently Concealing from Investors More than $140 Million of Compensation and Retirement Benefits
Washington D.C., Sept. 23, 2019 —
The Securities and Exchange Commission today filed settled fraud charges against Nissan, its former CEO Carlos Ghosn, and its former director Greg Kelly related to false financial disclosures that omitted more than $140 million to be paid to Ghosn in retirement.
https://www.sec.gov/news/press-release/2019-183
The SEC’s complaint against Ghosn and Kelly is here (pdf)
https://www.sec.gov/litigation/complaints/2019/comp-pr2019-183.pdf
The SEC’s complaint against Nissan here (pdf).
https://www.sec.gov/litigation/admin/2019/34-87054.pdf
How Carlos Ghosn Hid $140 Million in Compensation From Nissan