高盛就违反马来西亚《反海外腐败法》达成33亿美元解决方案
2020年10月22日
司法部和证交会星期四
对高盛集团和马来西亚子公司处以33亿美元的罚款
解决与马来西亚主权财富基金1Malaysia Development Berhad有关的FCPA费用。
作为延期起诉协议的一部分，
美国司法部共计处以23亿美元的刑事罚款。
美国司法部说
该案涉及16亿美元的贿赂。
SEC表示，从2012年开始，
“高盛的前高级雇员利用第三方中介机构贿赂马来西亚和阿布扎比酋长国的高级政府官员。”
Goldman Sachs (Malaysia) Sdn. Bhd.
agreed to plead guilty in federal court to one count of conspiracy to violate the FCPA anti-bribery provisions.
In a parallel enforcement action, the SEC
ordered Goldman Sachs Group to pay a civil penalty of $400 million and disgorgement of $606.3 million to settle charges
that it violated the anti-bribery, books and records, and internal accounting controls provisions of the FCPA.
The SEC said
the company will receive a dollar-for-dollar disgorgement credit of $606.3 million based on the U.S. dollar value of similar payments made to the Government of Malaysia and 1MDB as part of the company’s July settlement with Malaysia authorities.The FCPA Blog
HK Securities and Futures Commission Levies $350 Million Fine on Goldman Sachs over 1MDB Scandal – SWFI