Legg Mason因违反美国FCPA对利比亚SWF的指控而被起诉
2018年8月27日
资金经理莱格梅森公司(Legg Mason Inc.)同意支付超过3400万美元与美国证券交易委员会(SEC)就其Permal Group Inc.股份公司达成和解。
据称Permal因利比亚投资局(LIA)贿赂以赢得业务。
SWFI – 主权财富基金研究所
SWFI – Sovereign Wealth Fund Institute
https://www.swfinstitute.org/swf-news/legg-mason-charged-for-violating-us-fcpa-over-libyas-swf/
SEC.gov | Legg Mason Charged With Violating the FCPA
https://www.sec.gov/news/press-release/2018-168
SEC completes Legg Mason FCPA enforcement action – The FCPA Blog
http://www.fcpablog.com/blog/2018/8/27/sec-completes-legg-mason-fcpa-enforcement-action.html