Legg Mason因违反美国FCPA对利比亚SWF的指控而被起诉


Legg Mason因违反美国FCPA对利比亚SWF的指控而被起诉

2018年8月27日

资金经理莱格梅森公司(Legg Mason Inc.)同意支付超过3400万美元与美国证券交易委员会(SEC)就其Permal Group Inc.股份公司达成和解。

据称Permal因利比亚投资局(LIA)贿赂以赢得业务。

SWFI – 主权财富基金研究所

SWFI – Sovereign Wealth Fund Institute

https://www.swfinstitute.org/swf-news/legg-mason-charged-for-violating-us-fcpa-over-libyas-swf/

SEC.gov | Legg Mason Charged With Violating the FCPA

https://www.sec.gov/news/press-release/2018-168

SEC completes Legg Mason FCPA enforcement action – The FCPA Blog

http://www.fcpablog.com/blog/2018/8/27/sec-completes-legg-mason-fcpa-enforcement-action.html